| JANUARY |
Net Liquid Capital Report (4 – 7 Jan. 2022) |
10-Jan-22 |
|
|
| Net Liquid Capital Report (10 – 14 Jan. 2022) |
17-Jan-22 |
|
|
| Net Liquid Capital Report (17 – 21 Jan. 2022) |
24-Jan-22 |
|
|
| Fourth Quarter Report (Oct – Dec 2021) |
30-Jan-22 |
|
|
| Net Liquid Capital Report (24 – 28 Jan. 2022) |
31-Jan-22 |
|
|
|
| FEBRUARY |
Net Liquid Capital Report (31 Jan – 4 Feb. 2022) |
7-Feb-22 |
|
|
| Monthly Stockbroking Transaction Report for January 2022 |
10-Feb-22 |
|
|
| Net Liquid Capital Report (7 – 11 Feb. 2022) |
14-Feb-22 |
|
|
| Net Liquid Capital Report (14 – 18 Feb. 2022) |
21-Feb-22 |
|
|
| Net Liquid Capital Report (21 – 25 Feb. 2022) |
28-Feb-22 |
|
|
|
| MARCH |
Net Liquid Capital Report (28 Feb – 4 Mar 2022) |
7-Mar-22 |
|
|
| Monthly Stockbroking Transaction Report for February 2022 |
10-Mar-22 |
|
|
| Net Liquid Capital Report (7 – 11 Mar. 2022) |
14-Mar-22 |
|
|
| 2022 Annual RBS Self Assessment Form |
18-Mar-22 |
|
|
| Net Liquid Capital Report (14 – 18 Mar. 2022) |
21-Mar-22 |
|
|
| Net Liquid Capital Report (21 – 25 Mar. 2022) |
28-Mar-22 |
|
|
| Audited Financial Statement For Year ended 31 December 2021 |
30-Mar-22 |
|
|
| 2022 Annual Fit and Proper Evaluation of Approved Persons |
31-Mar-22 |
|
|
| FY2021 Compliance Report, NCCG 2018 |
31-Mar-22 |
|
|
|
| APRIL |
Net Liquid Capital Report (28 Mar – 1 Apr. 2022) |
4-Apr-22 |
|
|
| Monthly Stockbroking Transaction Report for March 2022 |
10-Apr-22 |
|
|
| Net Liquid Capital Report (4 – 8 Apr. 2022) |
11-Apr-22 |
|
|
| Net Liquid Capital Report (11 – 15 Apr. 2022) |
**18-Apr-22 |
|
|
| Net Liquid Capital Report (18 – 22 Apr. 2022) |
25-Apr-22 |
|
|
| First Quarter Report (Jan – Mar. 2022) |
30-Apr-22 |
|
|
|
| MAY |
Net Liquid Capital Report (25 – 29 Apr. 2022) |
**2-May-22 |
|
|
| Net Liquid Capital Report (2 – 6 May 2022) |
9-May-22 |
|
|
| Monthly Stockbroking Transaction Report for April 2022 |
10-May-22 |
|
|
| Net Liquid Capital Report (9 – 13 May 2022) |
16-May-22 |
|
|
| Net Liquid Capital Report (16 – 20 May 2022) |
23-May-22 |
|
|
| Net Liquid Capital Report (23 – 27 May 2022) |
30-May-22 |
|
|
|
| JUNE |
Net Liquid Capital Report (30 May – 3 June 2022) |
6-Jun-22 |
|
|
| Monthly Stockbroking Transaction Report for May 2022 |
10-Jun-22 |
|
|
| Net Liquid Capital Report (6- 10 Jun. 2022) |
**13-Jun-22 |
|
|
| Net Liquid Capital Report (13 – 17 Jun. 2022) |
20-Jun-22 |
|
|
| Net Liquid Capital Report (20 – 24 Jun. 2022) |
27-Jun-22 |
|
|
| First-half year 2022, VAPT Report |
30-Jun-22 |
|
|
|
| JULY |
Net Liquid Capital Report (27 Jun – 1 Jul. 2022) |
4-Jul-22 |
|
|
| Monthly Stockbroking Transaction Report for June 2022 |
10-Jul-22 |
|
|
| Net Liquid Capital Report (4 – 8 Jul. 2022) |
**11-Jul-22 |
|
|
| Net Liquid Capital Report (11 – 15 Jul. 2022) |
18-Jul-22 |
|
|
| Net Liquid Capital Report (18 – 22 Jul. 2022) |
25-Jul-22 |
|
|
| Second Quarter Report (Apr – Jun. 2022) |
30-Jul-22 |
|
|
|
| AUGUST |
Net Liquid Capital Report (25 – 29 Jul. 2022) |
1-Aug-22 |
|
|
| Net Liquid Capital Report (1 – 5 Aug. 2022) |
8-Aug-22 |
|
|
| Monthly Stockbroking Transaction Report for July 2022 |
10-Aug-22 |
|
|
| Net Liquid Capital Report (8 -12 Aug. 2022) |
15-Aug-22 |
|
|
| Net Liquid Capital Report (15 -19 Aug. 2022) |
22-Aug-22 |
|
|
| Net Liquid Capital Report (22 -26 Aug. 2022) |
29-Aug-22 |
|
|
|
| SEPTEMBER |
Net Liquid Capital Report (29 Aug – 2 Sept. 2022) |
5-Sep-22 |
|
|
| Monthly Stockbroking Transaction Report for August 2022 |
10-Sep-22 |
|
|
| Net Liquid Capital Report (5 – 9 Sept. 2022) |
12-Sep-22 |
|
|
| Net Liquid Capital Report (12 – 16 Sept. 2022) |
19-Sep-22 |
|
|
| Net Liquid Capital Report (19 – 23 Sept. 2022) |
26-Sep-22 |
|
|
|
| OCTOBER |
Net Liquid Capital Report (26 – 30 Sept. 2022) |
**3-Oct-22 |
|
|
| Monthly Stockbroking Transaction Report for September 2022 |
**10-Oct-22 |
|
|
| Net Liquid Capital Report (3 – 7 Oct. 2022) |
10-Oct-22 |
|
|
| Net Liquid Capital Report (10 – 14 Oct. 2022) |
17-Oct-22 |
|
|
| Net Liquid Capital Report (17 – 21 Oct. 2022) |
24-Oct-22 |
|
|
| Third Quarter Report (Jul – Sept. 2022) |
30-Oct-22 |
|
|
| Net Liquid Capital Report (24 – 28 Oct. 2022) |
31-Oct-22 |
|
|
|
| NOVEMBER |
Net Liquid Capital Report (31 Oct – 4 Nov 2022) |
7-Nov-22 |
|
|
| Monthly Stockbroking Transaction Report for October 2022 |
10-Nov-22 |
|
|
| Net Liquid Capital Report (7 -11 Nov. 2022) |
14-Nov-22 |
|
|
| Net Liquid Capital Report (14 -18 Nov. 2022) |
21-Nov-22 |
|
|
| Net Liquid Capital Report (21 -25 Nov. 2022) |
28-Nov-22 |
|
|
|
| DECEMBER |
Net Liquid Capital Report (28 Nov – 2 Dec. 2022) |
5-Dec-22 |
|
|
| Monthly Stockbroking Transaction Report for December 2022 |
10-Dec-22 |
|
|
| Net Liquid Capital Report (5 – 10 Dec. 2022) |
12-Dec-22 |
|
|
| Net Liquid Capital Report (12 – 16 Dec. 2022) |
19-Dec-22 |
|
|
| Net Liquid Capital Report (19 – 23 Dec. 2022) |
**26-Dec-22 |
|
|
| Second-half year 2022, VAPT Report |
31-Dec-22 |
|
|
|
| **This date is likely to be declared public holiday and the revised due date for this report will be communicated. |
