5 MINUTE DELAYED DATA: ABB2026S0 N100.000.00 % ABBEYBDS [BLS] N0.950.00 % ABCTRANS N0.340.00 % ACADEMY N0.360.00 % ACCESS N9.000.00 % AFRINSURE N0.200.00 % AFRIPRUD N6.050.05 % AFROMEDIA N0.200.00 % AGB2024S0 N100.000.00 % AIICO N0.76-0.06 % AIRTELAFRI N950.000.00 % ALEX [BLS] N7.200.00 % ARBICO [BLS] N1.030.00 % ARDOVA N13.600.00 % ASOSAVINGS [DIP] N0.500.00 % AUSTINLAZ [BLS] N2.030.00 % AXA2027S1 N100.000.00 % BAPLC N6.250.00 % BAU2021S1 N100.000.00 % BERGER N8.550.00 % BETAGLAS N52.950.00 % BNB2022S0 N100.000.00 % BOCGAS N9.45-1.05 % BUA2027S1 N100.000.00 % BUACEMENT N74.500.00 % CADBURY N9.250.00 % CAP N19.300.00 % CAPHOTEL [BLS] N3.190.00 % CAPOIL [MRF] N0.200.00 % CAVERTON N1.760.00 % CHAMPION [BLS] N2.550.00 % CHAMS N0.220.01 % CHELLARAM N2.240.00 % CHIPLC N0.47-0.01 % CIB2023S1 N100.000.00 % CIL2028S2 N100.000.00 % CILEASING N4.670.00 % CMB2025S1 N100.000.00 % CONOIL N22.250.00 % CORNERST N0.52-0.04 % COURTVILLE N0.390.00 % CRS2022S1 N108.740.00 % CSF2025S1 N100.000.00 % CUSTODIAN N7.70-0.05 % CUTIX N2.890.08 % CWG [BLS] N1.02-0.03 % DAARCOMM N0.200.00 % DAN2024S1TA N100.000.00 % DAN2026S1TB N100.000.00 % DAN2028S1TC N100.000.00 % DANGCEM N280.000.00 % DANGSUGAR N16.20-0.05 % DCM2025S1 N100.000.00 % DEAPCAP [DWL] N0.200.00 % DUNLOP [MRS] N0.200.00 % EKOCORP [BLS] N5.790.00 % ELLAHLAKES N4.250.00 % ENAMELWA N16.200.00 % EPF2026S1 N100.000.00 % ETERNA N6.050.00 % ETI N8.00-0.20 % ETRANZACT N2.090.00 % EUNISELL N2.910.00 % FBB2022S0 N94.830.00 % FBNH N12.050.05 % FBQ2023S1 N100.000.00 % FBQ2030S2 N100.000.00 % FCMB N2.98-0.01 % FFFBNBALF N146.140.00 % FFFBNFIF N1234.590.00 % FFFBNMMF N100.000.00 % FFFRONTIER N121.430.00 % FFFSDHCGF N3002.680.00 % FFFSDHCIF N2858.810.00 % FFIONEABMM N100.000.00 % FFIONEVBF N2.150.00 % FFIONEVGIF N1.000.00 % FFLEGYDTFD N3.350.00 % FFLEGYEYFD N1.180.00 % FFLEGYMMFD N100.000.00 % FFLEGYUBFD N1.040.00 % FFSFSFIXED N1.030.00 % FFUNCAPBDF N1.650.00 % FFUNCAPBLF N1.230.00 % FFUNCAPEBF N109.300.00 % FFUNCAPEQF N0.720.00 % FFUNCAPMMF N1.000.00 % FFUNCAPWFF N1.120.00 % FG112024S1 N118.320.00 % FG112024S1 N118.320.00 % FG112034S2 N105.470.00 % FG112034S2 N105.470.00 % FG132026S1 N98.000.00 % FG132026S1 N98.000.00 % FG132036S2 N99.500.00 % FG132036S2 N99.500.00 % FG142027S1 N119.820.00 % FG142027S1 N119.820.00 % FG142037S2 N128.080.00 % FG142037S2 N128.080.00 % FG152023S3 N105.460.00 % FG152025S2 N100.000.00 % FG152025S2 N100.000.00 % FG152028S1 N111.910.00 % FG152028S1 N111.910.00 % FG162029S1 N102.470.00 % FG162029S1 N102.470.00 % FG162049S2 N145.050.00 % FG162049S2 N145.050.00 % FG172035S1 N114.310.00 % FG172035S1 N114.310.00 % FG172045S3 N100.000.00 % FG172045S3 N100.000.00 % FG172050S2 N105.000.00 % FG172050S2 N105.000.00 % FG5B2028S5 N100.000.00 % FG5B2028S5 N100.000.00 % FG6B2029S3 N100.000.00 % FG6B2029S3 N100.000.00 % FG6B2029S5 N100.000.00 % FG6B2029S5 N100.000.00 % FG7B2030S3 N70.500.00 % FG7B2030S3 N70.500.00 % FG9B2022S1 N100.000.00 % FGB2022S1 N100.000.00 % FGB2022S1 N100.000.00 % FGB2026S2 N110.750.00 % FGB2026S2 N110.750.00 % FGDIA2022S1 N100.000.00 % FGEUR2023S9 N98.190.00 % FGEUR2025S5 N100.000.00 % FGEUR2027S2 N100.000.00 % FGEUR2030S8 N100.000.00 % FGEUR2031S6 N100.000.00 % FGEUR2032S1 N100.000.00 % FGEUR2038S7 N100.000.00 % FGEUR2047S3 N100.000.00 % FGEUR2049S4 N100.000.00 % FGS202143 N101.000.00 % FGS202166 N100.000.00 % FGS202245 N100.000.00 % FGS202247 N90.000.00 % FGS202247 N90.000.00 % FGS202249 N95.000.00 % FGS202249 N95.000.00 % FGS202251 N106.150.00 % FGS202251 N106.150.00 % FGS202253 N103.790.00 % FGS202253 N103.790.00 % FGS202255 N101.590.00 % FGS202255 N101.590.00 % FGS202257 N100.000.00 % FGS202257 N100.000.00 % FGS202259 N98.600.00 % FGS202259 N98.600.00 % FGS202261 N99.000.00 % FGS202261 N99.000.00 % FGS202263 N100.000.00 % FGS202263 N100.000.00 % FGS202265 N100.000.00 % FGS202265 N100.000.00 % FGS202267 N99.000.00 % FGS202267 N99.000.00 % FGS202268 N97.000.00 % FGS202270 N92.440.00 % FGS202270 N92.440.00 % FGS202272 N94.920.00 % FGS202272 N94.920.00 % FGS202274 N100.000.00 % FGS202274 N100.000.00 % FGS202276 N100.000.00 % FGS202276 N100.000.00 % FGS202278 N100.000.00 % FGS202278 N100.000.00 % FGS202280 N100.000.00 % FGS202280 N100.000.00 % FGS202282 N100.000.00 % FGS202301 N100.000.00 % FGS202303 N100.000.00 % FGS202305 N100.000.00 % FGS202369 N95.010.00 % FGS202369 N95.010.00 % FGS202371 N100.000.00 % FGS202371 N100.000.00 % FGS202373 N100.000.00 % FGS202373 N100.000.00 % FGS202375 N85.000.00 % FGS202375 N85.000.00 % FGS202377 N100.000.00 % FGS202377 N100.000.00 % FGS202379 N100.000.00 % FGS202379 N100.000.00 % FGS202381 N100.000.00 % FGS202381 N100.000.00 % FGS202383 N100.000.00 % FGS202384 N100.000.00 % FGS202386 N75.000.00 % FGS202388 N100.000.00 % FGS202390 N100.000.00 % FGS202392 N100.000.00 % FGS202394 N100.000.00 % FGS202396 N112.300.00 % FGS202398 N100.000.00 % FGS202402 N100.000.00 % FGS202404 N100.000.00 % FGS202406 N100.000.00 % FGS202485 N100.000.00 % FGS202487 N81.000.00 % FGS202489 N103.000.00 % FGS202491 N100.000.00 % FGS202493 N100.000.00 % FGS202495 N100.000.00 % FGS202497 N100.000.00 % FGS202499 N100.010.00 % FGSUK2024S1 N112.430.00 % FGSUK2025S2 N103.500.00 % FGSUK2027S3 N101.000.00 % FID2031S1 N100.000.00 % FIDELITYBK N2.50-0.02 % FIDSON N6.15-0.05 % FLOURMILL N29.000.00 % FMN2023S2 N100.000.00 % FMN2023S3A N100.000.00 % FMN2025S3B N100.000.00 % FOB2021S1 N100.000.00 % FTNCOCOA [RST] N0.38-0.02 % GLAXOSMITH N5.95-0.40 % GMB2019S1 N100.000.00 % GMB2022S1 N100.000.00 % GOLDBREW [BLS] N0.810.00 % GOLDINSURE [MRS] N0.200.00 % GREENWETF N100.000.00 % GSPECPLC N4.190.00 % GTCO N24.50-0.10 % GUINEAINS N0.200.00 % GUINNESS N36.300.00 % HONYFLOUR N3.60-0.14 % IAO2026S1 N100.000.00 % IKEJAHOTEL N1.220.00 % INFINITY [BLS] N1.320.00 % INTBREW [BLS] N4.800.10 % INTENEGINS [MRS] N0.380.00 % JAIZBANK N0.64-0.04 % JAPAULGOLD N0.400.02 % JBERGER N24.800.00 % JOHNHOLT N0.720.00 % JULI N0.910.00 % KGB2020S1 N100.000.00 % KGB2022S2 N100.000.00 % LAB2023S1 N100.000.00 % LAB2027T2 N100.000.00 % LAB2027T4 N100.000.00 % LASACO N1.04-0.01 % LEARNAFRCA N1.260.01 % LFZ2041S1 N100.000.00 % LINKASSURE N0.510.00 % LIVESTOCK N2.00-0.08 % LIVINGTRUST [BLS] N0.88-0.08 % LMS2025S2 N100.000.00 % LOTUSHAL15 N13.900.00 % MANSARD N2.10-0.18 % MAYBAKER N4.490.00 % MBENEFIT N0.260.01 % MCI2026S1 N100.000.00 % MCNICHOLS N0.770.00 % MEDVIEWAIR [BMF] N1.620.00 % MERGROWTH N17.200.00 % MERVALUE N16.500.00 % MEYER N0.220.02 % MORISON N1.890.00 % MRE2022S1 N100.000.00 % MRE2023S2A N100.000.00 % MRE2023S2B N100.000.00 % MRS N13.700.00 % MTNN N169.20-1.80 % MULTITREX [DIP] N0.360.00 % MULTIVERSE N0.200.00 % NAHCO N3.600.00 % NASCON N14.00-0.15 % NB N46.950.15 % NCR N3.000.00 % NEIMETH N1.750.00 % NEM N2.050.14 % NESF N552.200.00 % NESTLE N1395.000.00 % NEWGOLD N8999.99-100.00 % NGXGROUP N16.80-0.20 % NIGERINS [MRF] N0.200.00 % NMR2027S3 N100.000.00 % NMR2030S1 N100.000.00 % NMR2033S2 N100.000.00 % NNFM N8.000.00 % NOTORE [BLS] N62.500.00 % NOVA2027S1 N100.000.00 % NPFMCRFBK N1.670.00 % NSLTECH N0.200.00 % NSP2031S2 N100.000.00 % NSP2034S1 N100.000.00 % OANDO [MRF] N4.60-0.17 % ODB2027S1 N100.000.00 % OKOMUOIL N142.000.00 % OMATEK [RST] N0.200.00 % OYB2022S1 N100.000.00 % PBS2026S1 N100.000.00 % PHARMDEKO N2.110.00 % PLA2022SO N100.000.00 % PREMPAINTS N10.000.00 % PRESCO N87.800.00 % PRESTIGE [BLS] N0.470.00 % PZ N5.950.00 % RAKUNITY [MRF] N0.300.00 % REDSTAREX N3.17-0.23 % REGALINS N0.39-0.01 % RESORTSAL [MRF] N0.200.00 % ROYALEX N0.540.03 % RTBRISCOE N0.200.00 % SB2024S1TA N100.000.00 % SB2024S1TB N100.000.00 % SCOA N1.040.00 % SEPLAT N650.00-45.00 % SFSREIT N67.900.00 % SIAMLETF40 N130.000.00 % SIM2023S1 N100.000.00 % SIM2025S2 N100.000.00 % SKYAVN N4.450.00 % SMURFIT [MRF] N0.200.00 % SOVRENINS N0.240.01 % STACO [MRF] N0.480.00 % STANBIC N37.00-1.00 % STANBICETF30 N45.000.00 % STDINSURE [MRF] N0.200.00 % STERLNBANK N1.470.01 % STUDPRESS N1.780.00 % SUNUASSUR N0.450.00 % TANTALIZER N0.200.00 % THOMASWY [MRS] N0.350.00 % TIP N0.370.00 % TOTAL N216.800.00 % TOURIST [DIP] N2.840.00 % TRANSCOHOT [BLS] N5.380.00 % TRANSCORP N0.990.03 % TRANSEXPR N0.81-0.08 % TRIPPLEG N0.960.00 % TRN2022S1 N100.000.00 % TSL2030S1 N100.000.00 % UACN N10.000.00 % UBA N7.90-0.10 % UBA2021S1 N100.000.00 % UBN [BLS] N4.600.05 % UBN2029S3 N100.000.00 % UCAP N9.60-0.10 % UCAP2025S1 N100.000.00 % UHOMREIT N36.600.00 % UNHOMES [MRS] N3.020.00 % UNILEVER N13.750.00 % UNIONDAC [DIP] N0.280.00 % UNIONDICON [BRS] N9.900.00 % UNITYBNK N0.530.02 % UNIVINSURE N0.200.00 % UPD2023S1 N100.000.00 % UPDC [BLS] N0.90-0.09 % UPDCREIT N4.100.00 % UPL N2.940.00 % VANLEER N5.450.00 % VERITASKAP N0.210.00 % VETBANK N3.910.00 % VETGOODS N5.530.00 % VETGRIF30 N18.490.00 % VETINDETF N21.950.00 % VITAFOAM N21.900.00 % VSPBONDETF N180.480.00 % WAPCO N24.55-0.45 % WAPIC N0.480.00 % WEM2023S1 N100.000.00 % WEMABANK N0.800.00 % ZAM2022S1 N100.000.00 % ZENITHBANK N23.55-0.45 %

Understanding and Developing an Effective Compliance Programme

Home X-Academy Course Understanding and Developing an Effective Compliance Programme

Programme Details

In the Nigerian financial markets, and as obtainable in global financial markets, a formal compliance management system is recommended and required by the regulatory bodies, as well as sound corporate governance principles. This position is necessitated by several organisational collapses that have plagued financial systems due to poor controls, conduct, and ethics, among others.

A culture of compliance is critical to an effective risk management strategy, and an effective compliance programme is an indispensable component of this system.

Hence, this training is designed to give attendees an understanding of the compliance framework and impart knowledge on developing an effective one.

Learning Objectives
  • Understand the essence of compliance with their organisation and how to respond to their organisation’s compliance demands.
  • Learn about the risks to lack of compliance function and non-adherence to regulatory requirements
  • Develop an understanding of the requirements and necessary components of an effective compliance programme.
  • Garner an in-depth understanding of the objectives and motives behind certain rules and policies, which will help derive maximum benefits from these policies.
  • Adequately prepare to manage cases of compliance defaults and other illegal and unethical practices
Target Audience
  • Company Secretaries
  • Compliance Professionals
  • Risk Managers
  • Legal Advisers and Lawyers
  • In-House Corporate Counsel
  • Auditors and Audit Managers
  • Compliance Officers and Managers
  • And anyone who is responsible for compliance affairs or regulatory relationships

Date:
29 – 30 June, 2021
9 – 10 December, 2021

Venue: Virtual

Fees: N70, 000